Top 5 internal controls risks from third-party governance services

carl hagberg

As he always does, Carl Hagberg has done it again with this practical article about the risks posed by third-party service providers for governance services to public companies in his Shareholder Service Optimizer Magazine 2023: “Are All Your Internal Control Systems In Control?” (see page 7). Carl gives tips for each of the five service providers listed: abandoned property services; corporate trusts and agency services; transfer agents; proxy distributors and tabulators and inspectors of elections…